SEC News Feed

• SEC Proposes Offering Reforms for Business Development Companies and Registered Closed-End Funds
• SEC Adopts Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure
• Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office
• SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client
• SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets

Securities Docket News Wire

• Senior SEC Enforcement Lawyer Charles D. Riely Joins Jenner & Block in New York
• $475M Lawsuit Alleges Danske Bank’s Inaction Created ‘Enormous Scandal’ | Corporate Counsel
• SEC Stunned That Musk Failed to Get Pre-Approval of Tweets – Bloomberg
• Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office
• Late to the Party, the SEC Unleashes a Dubious Suit Against VW | The Recorder

CFTC Press Releases

American Banker Law & Regulation

• Housing advocates surprisingly upbeat on FHFA nominee
• Is this the real reason big banks have upper hand in deposit growth?
• Supreme Court ruling in foreclosure case is a win for lenders
• First Bank in N.J. to buy bank based just miles away
• World's top banks increased fossil-fuel financing in 2018

DerivAlert Derivatives Regulation News

FINAlternatives Regulation News

• Survey Reveals Investment Managers' Greatest Challenge with MiFID II
• Amundi Announces Absorption Of MiFID II Research Costs
• Toomey: Carried Interest Likely To Be Addressed In Senate Tax Plan
• SEC Grants 30-Month Reprieve On MiFID II Research Requirements
• Man Group Reverses MiFID II Research Decision, Will Absorb Costs

CCH Financial Reform News Center

• CFPB's latest complaint snapshot focuses on complaints by servicemembers and veterans
• CFPB requests renewal of ECOA information collection
• CFPB chooses organizations for 2019 Your Money, Your Goals cohort
• CFPB to hold home buying email boot camp
• Banking Committee holds hearing on CFPB's report to Congress

MyCorporateResource Financial Services

WebCPA Regulation Channel

Payments Source Regulation

• 3.21.19 Your morning briefing
• Why the U.K. needs a different strategy for social media payments
• Too many innovation strategies place speed over discipline
• How the cashless crackdown will change Amazon Go
• How biometric ATMs are entering mainstream use

The BD/IA Regulator

• SEC Announces Settlements Resulting from the Share Class Selection Initiative
• The SEC Continues to Spread Sunshine on Private Equity: Reflections on Two Recent Enforcement Actions
• FINRA’s 2019 Risk Monitoring and Examination Priorities Letter Highlights Broker-Dealer Online Distribution Platform Activities
• Beware of Texting While Advising: OCIE Issues an Electronic Messaging Risk Alert
• OCIE Publishes 2019 Enforcement Priorities

Reuters: Financial Regulatory Forum

The Hill: Banking/Financial Institutions

• On The Money: Trump warns China tariffs could stay for 'substantial period of time' | Fed keeps rates steady amid global slowdown | Trump faces political risks in fight over GM plant
• Fed keeps rates unchanged as global economy slows
• Trump: China tariffs will remain for 'substantial period of time' even with deal
• Ford to build driverless cars in Michigan
• Economic confidence among CEOs drops for fourth straight quarter

NYT Dealbook – Legal/Regulatory

• British Regulator to Examine Competition in Investment Banking
• Women and Minorities Make Slight Gains at Law Firms
• U.S. Announces Third Bitcoin Auction
• 8 Tax Loopholes the Obama Administration Could Close
• A Call for Law Firms to Go Public

Jim Hamilton – Securities Regulation

• Roisman ICI address takes on role of proxy advisory firms
• Canadian authorities roll out framework for regulation of crypto-asset trading platforms
• Latham attorneys examine developments in SEC’s approach to cryptocurrency regulation
• Senate Agriculture Committee gives warm reception to nominee for CFTC Chairman
• Giancarlo reflects on tenure and looks forward in final FIA Boca appearance as agency chief