SEC News Feed

• Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office
• SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client
• SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets
• SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud
• Jason J. Burt Named Associate Regional Director for Enforcement in SEC's Denver Office

Securities Docket News Wire

• $475M Lawsuit Alleges Danske Bank’s Inaction Created ‘Enormous Scandal’ | Corporate Counsel
• SEC Stunned That Musk Failed to Get Pre-Approval of Tweets – Bloomberg
• Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office
• Late to the Party, the SEC Unleashes a Dubious Suit Against VW | The Recorder
• A Canadian whistleblower program targeting financial crime pays off | Whistleblower Protection Blog

CFTC Press Releases

American Banker Law & Regulation

• In AI era, CEOs must put people first
• First of Long Island taps insider as next CEO
• HSBC plans global banking overhaul; Merkel to sit out merger talks
• The inconvenient truth for GSE reform plans
• California seeks to revoke auto title lender's license

DerivAlert Derivatives Regulation News

FINAlternatives Regulation News

• Survey Reveals Investment Managers' Greatest Challenge with MiFID II
• Amundi Announces Absorption Of MiFID II Research Costs
• Toomey: Carried Interest Likely To Be Addressed In Senate Tax Plan
• SEC Grants 30-Month Reprieve On MiFID II Research Requirements
• Man Group Reverses MiFID II Research Decision, Will Absorb Costs

CCH Financial Reform News Center

• CFPB chooses organizations for 2019 Your Money, Your Goals cohort
• CFPB to hold home buying email boot camp
• Banking Committee holds hearing on CFPB's report to Congress
• CFPB blog post highlights new financial protections for young people
• Brown comments on regulatory decisions

MyCorporateResource Financial Services

WebCPA Regulation Channel

Payments Source Regulation

• How biometric ATMs are entering mainstream use
• Revel continues enterprise POS expansion with Golftec
• Customer-facing employees need to be held accountable in AML fight
• Starbucks creates $100 million venture fund seeking growth ideas
• 3.20.19 Your morning briefing

The BD/IA Regulator

• SEC Announces Settlements Resulting from the Share Class Selection Initiative
• The SEC Continues to Spread Sunshine on Private Equity: Reflections on Two Recent Enforcement Actions
• FINRA’s 2019 Risk Monitoring and Examination Priorities Letter Highlights Broker-Dealer Online Distribution Platform Activities
• Beware of Texting While Advising: OCIE Issues an Electronic Messaging Risk Alert
• OCIE Publishes 2019 Enforcement Priorities

Reuters: Financial Regulatory Forum

The Hill: Banking/Financial Institutions

• Ford to build driverless cars at new plant in Michigan
• Economic confidence among CEOs drops for fourth straight quarter
• Trump faces political risks in fight over GM plant
• On The Money: Liberal groups pressure Dems over Trump's tax returns | Top Trump economist says tax cuts powering economy | Trump Jr. slams Theresa May over Brexit delay | Watchdog warns of 'rosy' assumptions in Trump budget
• White House agency credits 'super heroes' on list of interns

NYT Dealbook – Legal/Regulatory

• British Regulator to Examine Competition in Investment Banking
• Women and Minorities Make Slight Gains at Law Firms
• U.S. Announces Third Bitcoin Auction
• 8 Tax Loopholes the Obama Administration Could Close
• A Call for Law Firms to Go Public

Jim Hamilton – Securities Regulation

• Roisman ICI address takes on role of proxy advisory firms
• Canadian authorities roll out framework for regulation of crypto-asset trading platforms
• Latham attorneys examine developments in SEC’s approach to cryptocurrency regulation
• Senate Agriculture Committee gives warm reception to nominee for CFTC Chairman
• Giancarlo reflects on tenure and looks forward in final FIA Boca appearance as agency chief